Business Newsletter
Blue Sky or State Securities Laws
 
Regulation of the securities industry by the Securities and Exchange Commission and by self-regulatory organizations such as the national stock exchanges is well known. However, in addition to such regulation, each state provides its own securities laws and rules that sellers of securities in the states must follow. More...
 
DIRECTORS' RELIANCE ON CORPORATE OFFICERS AND EMPLOYEES
 
DIRECTORS' RELIANCE ON CORPORATE OFFICERS AND EMPLOYEESMore...
 
Contractual Liability
 
CONTRACTUAL LIABILITY More...
 
An Introduction to the Securities Exchange Act of 1934
 
In response to the stock market crash of 1929, Congress enacted the Securities Act of 1933 and the Securities Exchange Act of 1934. While the Securities Act governed the issuance of securities, the Securities Exchange Act regulated trading in the securities. More...
 
Mergers
 
Disclosure and Shareholder Approval Requirements for Stock Options During MergersMore...
 
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